ZEN
WARS III:
REVENGE OF THE WEST
Carl Bielefeldt
Lecture delivered
at Lund University, Sweden, 1998
My talk today
is of a rather unsual sort for me. My own study deals largely
with the texts of early Japanese Zen Buddhism. I rarely look
at texts beyond the 13th century, and I rarely look up from my
texts to ask what I am doing -- to brood over what my more learned
colleagues call "methodology". Particularly in recent
years, my study has been almost entirely given over to the translation
and annotation of medieval texts, a work so laborious and dry
that I hesitate to speak of it even with my colleagues, let alone
inflict it on an innocent audience. So today, I shall try something
altogether different -- venturing out of the 13th into the 20th
century, and putting aside my philology to brood about methodology.
In short, I shall be speaking of things I don't know about. If
you find that a disappointing prospect, you may at least take
some solace in the knowledge that the things I do know about
are much less interesting than the things I don't.
As my rather
silly title suggests, I want to tell you a war story. It concerns
a modern (or perhaps "postmodern") conflict over the
nature of Zen Buddhism as we've come to know it in America. It
is, in a sense, two stories: one, that we might call a "clockwise"
narrative of how the past has got us into this war; the other,
a "counter-clockwise" tale of how the past is used
as a kind of weapon in the war. I became interested in this story
recently because of two questions. One of them, I've been hearing
for some years now from my wife. "Why is it", she says,
"that, although Zen is so popular in America, you can't
write a popular book about Zen?" This question seems to
occur most often during discussions of our family finances and
clearly has a particular rhetorical thrust; hence, like our family
finances, I've been in the habit of ignoring it. The second question
came more recently from a friend of mine who studies Tibetan
Buddhism. "Why is it", she asked, "that you Zen
Buddhist scholars are becoming so hostile to Zen?"
Only a little
brooding made me recognize that the two questions probably answer
each other: I can't write a popular book because I'm hostile;
I'm hostile because I can't write the book. That's the short
form of this lecture; for the rest, I want to explore how my
situation came about.
My wife, of course,
is right: Zen is popular. It's arguably the best-known form of
Buddhism in America and Japan's most successful intellectual
export. Thousands of people practice it; millions more have read
of it; and almost everyone (at least in California) seems to
have heard about (if not themselves heard) the "sound of
one hand clapping", or "Zen and the art of this or
that". My friend is also right about the academic hostility
toward Zen. People like me, who make their living in the university
talking about the "sound of one hand clapping", have
an obvious vested interest in the public success of Zen. Yet,
in recent years, some people like me have begun attacking the
popular Zen teachings as a fraud, as a cheap Japanese imitation
of the real thing, dumped on an unsuspecting American public.
This is the little
war that I want to talk about --what I'm calling the "Revenge
of the West". For advertising purposes, I've given my title
a tone of intergallactic import; but I'm really talking about
a more mundane kind of import and a more worldly sort of struggle
-- something closer to an intellectual "trade war"
and perhaps a spiritual "turf war".
First, I want
to tell a "clockwise" Zen story, to suggest that wars
of foreign trade and spiritual turf are not just modern failings
but are present in Zen from its origins. According to legend,
the origins of Zen in China can be traced to the arrival, in
the sixth century CE, of the Indian Buddhist monk Bodhidharma.
This monk, we're told, taught a radical brand of Buddhism that
criticized all Buddhist dogma and rejected all Buddhist ritual
in favor of what was called a "direct pointing" at
the fact that everybody is by nature spiritually complete, without
need of religion. Needless to say, Bodhidharma's revolutionary
message didn't sit well with the learned Buddhist establishment
invested in its dogma and ritual; indeed, so annoyed were the
scholars with his message, and so jealous of his popular success,
that one of them -- another famous Indian monk named Bodhiruci
-- poisoned him.
Zen begins, then,
in legends of combat. Notice that, in this first Zen war, the
protagonists are both Indians. At first glance, it would seem
that the Chinese were merely innocent bystanders in a struggle
of foreign origin (rather like the sixteenth-century Japanese
watching the struggles between Jesuit and Protestant missionaries).
Still, when we remember that we're dealing here with a Chinese
story about the founding of a Chinese Buddhist movement, the
two Indians may better be seen as symbolic surrogates in an indigenous
conflict -- literary "foreign mercenaries", so to speak,
brought in to fight in a Chinese Buddhist civil war.
That the story
uses these two Indian monks as surrogates is not merely literary
embellishment. The founding of the Zen movement in China was
in part a "war of independence" from the norms of the
imported Indian Buddhism. It's no accident that the jealous poisoner
of Bodhidharma, Bodhiruci, was a famous translator of Indian
Buddhist texts; or that the image of Bodhidharma as revolutionary
hero and martyr was developed, in the seventh and eighth centuries,
in the period just after the most famous of all the translators,
Hsüan-tsang, had returned from his "journey to west"
to spread the latest treatises of Indian Buddhist theology and
question some of the trends of Chinese Buddhism that were building
up to Zen.
That the evil
poisoner was an Indian, then, is hardly surprising. But notice
that his innocent victim is not depicted as a Chinese patriot.
As Buddhists seeking to justify themselves to the Buddhist community,
the early apologists for Zen who first told the story of Bodhidharma
couldn't afford wholly to break with India and abandon the authority
of the sacred homeland of the Buddha. Thus they cloaked their
movement in the robe of an Indian monk and accounted for his
radical brand of Buddhism by claiming that he was heir to an
esoteric understanding of the faith, handed down in secret by
a line of Indian "patriarchs" since the days of the
Buddha himself, "outside" the textual tradition of
the scholars.
This resort to
the authority of a lineage of patriarchs was a fateful move;
for it committed the Zen movement to an historical vision of
the true church that was in tension with its anti-establishment
rhetoric and its egalitarian message of universal salvation.
Thus, the price of victory in the movement's war of independence
was a deep structual division in its religious identity -- a
"war" (to put it in Pauline terms) "within its
members" between the "willing spirit" and the
"weak flesh" of the faith. The "spirit" was
willing to make those revolutionary spiritual claims for Zen
that are now so famous -- that Zen is not a "religion"
in any ordinary sense but simply a reminder of, a "pointing"
at, a timeless truth about us all that transcends history and
precedes historical religion. Yet the "flesh" remained
deeply embedded in time, not just through the brute fact that
its spiritual "pointing" was embodied in a particular
history but through the presence of a particular instinct for
history in the very body of the faith.
The story of
Bodhidharma may be mere legend, but the legend has been part
of the remembered past of Zen history for centuries. It remains
in memory as a founding myth, continuing to symbolize, and itself
to generate, the tradition's internal tension between its universal,
trans-historical message and its deep historical commitments.
Thus, for example, when Zen was introduced into Japan in the
Kamakura period, it advertised itself as both the "Buddha
Mind school" and the "Bodhidharma school". The
former name celebrated the school's good news that everyone was
possessed of the enlightened buddha mind and needed only to recognize
it; the latter name expressed the conviction that, in order recognize
it, one had to belong to the elite spiritual lineage of the founder.
Again, in Japan's early modern Edo period, when the famed Zen
master Hakuin launched the reforms that have given us modern
Rinzai Zen, he emphasized a universal call to the direct witness
of the buddha mind, yet limited that witness to those who had
mastered the enigmatic sayings of the ancient patriarchs recorded
in the Zen kôan literature. Thus, the practice of Zen became
the study of its past, and the recorded sayings of the patriarchs
became the curriculum of a highly formalized monastic training
that we can still see in Japan today.
In premodern
times, then -- and within the walls of the monastery even today
-- Zen ideas and Zen tradition have been bound together in a
sacred lineage of masters supposed to embody Zen wisdom. Still,
the tension between the timeless and the temporal has remained,
and in modern times the two have tended to break apart and to
fall out as enemies in warfare between Zen philosophy and history.
The conditions for the modern Zen wars were laid in Japan by
the arrival from the West of Commodore Perry and the subsequent
Meiji Restoration. In the aftermath of the early Meiji persecution
of Buddhism as a "foreign" religion, and in the midst
of the Meiji drive to create a modern, international nation,
Japanese Buddhism was faced with the need to defend itself in
schizophrenic terms -- to define itself both as central to the
historic national experience and as international and modern.
For Zen Buddhism, with its long history of balancing universal
truth with particular tradition, such schizophrenia came almost
naturally.
The first move
was to put Bodhidharma's message into modern Western philosophical
terms. This was the work primarily of the so-called "Kyoto
school" associated with famous philosopher Nishida Kitarô
and his followers, and especially of Nishida's close friend and
fellow Zen student D.T. Suzuki, the man primarily responsible
for the introduction of Zen to the West. The Kyoto school interpreted
the Zen notion of the buddha mind through the modern Western
epistemological ideal of "pure experience" -- a kind
of direct awareness of ultimate reality that preceded all conceptualization
and transcended all intellectualization as philosophy or formalization
as religion. The school liked to talk about the content of this
experience as "emptiness", or "ultimate nothingness",
in contrast to the less ultimate "being" of Western
metaphysics.
The contrast
with the West served to identify Zen with Japan. Since the essence
of Zen was simply this epistemological emptiness, Zen was in
principle the most universal of truths, by definition free from
all linguistic and cultural determination. Yet, historically
speaking, the discovery of this truth, and the development of
a culture based upon it, was an Asian accomplishment. Though
the work had begun with Zen in China, it had reached its full
flowering in the traditional culture of Japan, with its asthetics
of "emptiness" expressed in flower arrangements, rock
gardens, tea ceremony, and the like, and its ethics of "no
thought" perfected in the prereflective, selfless action
of the samurai.
This is, more
or less, the sort of Zen we've come to know in America, largely
through the extensive English writings of D.T. Suzuki and his
many admirers, both East and West. This is the sort of Zen that
has lately come under attack by some American academics, largely
through criticism of Suzuki and the Kyoto School.
What were perhaps
the first significant shots of the second Zen war were exchanged
soon after the war in the Pacific. In this opening skirmish,
from the early 1950's, the famous Chinese scholar Hu Shih called
into question Suzuki's transcendental Zen experience and called
instead for a sober textual study of early Zen as the product
of Chinese intellectual history. Thus, history and philosophy
were ranged against each other in a struggle for control of Zen.
On the surface, Hu Shih's position was an historian's criticism
of a philosopher's timeless object; just below the surface, it
was a Chinese nationalist's attempt to reclaim spiritual territory
lost to Japan.
Hu Shih's preference
for history over philosophy was partly a function of his particular
nationalist agenda: as Buddhists in an imperial Japan, Suzuki
and the Kyoto school had chosen an aggressive international approach
capable of advertising Japanese Zen as universal truth; Hu Shih,
whose modern China had little room for Buddhism or time for expansionist
dreams, sought rather to domesticate Zen on the medieval margins
of a revived Chinese tradition -- to put it safely in the past
as a "distant mirror" of the power of native Chinese
tradition to withstand the invasions of foreign ideological forces.
The debate between
Suzuki and Hu Shih might thus seem to be a matter of internal
Asian intellectual politics; but, like so much in modern Asian
politics, it was performed before an American audience. The debate
was carried out in English and published in the journal Philosophy
East and West, an organ of the University of Hawaii's East-West
Center and America's westernmost outpost in the territorial expansion
of Western philosophy to the Asian continent. Both debaters were
students of Western thought and had spent formative years in
America. Both positions in the debate spoke to, and in the language
of, modern Western scholarship: the one to religious philosophy;
the other to intellectual history.
The audience
for the debate largely sided with Suzuki. Not surprisingly, most
Americans (who of course never read Philosophy East and West)
tended to prefer Suzuki's timeless truths to Hu Shih's medieval
past, his idealized Zen Japan to Hu Shih's remembered Chinese
tradition. Given the longstanding American weakness for a timeless
Orient (and the postwar shift in America's Pacific alliances),
this may have been inevitable. In any case, Suzuki's style of
Zen went on to boom in America, spreading from the beats in the
'50s, hippies in the '60s and "self-realization" movements
of the '70s to become the frequent feature of pop psychology
and "new age" California culture and the earnest interlocutor
in comparative philosophy and Buddhist-Christian dialogue that
we see today.
But alliances
can cool and even timeless truths grow stale. And today, amidst
the new world acceptance of Zen as new age philosophy, we see
a new world revival, in much more strident terms, of Hu Shih's
doubts about Suzuki's Zen. The attack has come on several fronts,
from the "high ground" of intellectual argument to
the swampy "bottom lands" of political correctness.
At the "upper
end", so to speak, we find philosophical distrust of the
very notion of a "pure Zen experience" supposed to
transcend, or precede, cultural and linguistic determination,
as well as theoretical misgivings about the adequacy of any attempt
to abstract the "spiritual essence" of a cultural tradition.
Somewhat lower come arguments directed at the specific claims
of the Kyoto school: historical questions about the degree to
which such claims are actually representative of, or central
to, the premodern Zen tradition; doubts about the legitimacy
of packaging this tradition in the idiom of modern Western philosophy,
psychology and religion; and charges of "reverse Orientalism"
in the construction of a characteristically Asian spirituality.
And finally, at the bottom, we find ad hominem attacks
on the representatives of the Kyoto school themselves. Here we
see expressions of moral shock at their arrogance in claiming
privileged access to the Zen spiritual experience they expound,
and rude reminders that they were not themselves ordained Zen
masters qualified to speak for the tradition. Then, lowest of
all -- somewhere down below the belt -- come political charges
that many of them were supporters of, or at least complicit in,
Japan's imperialism and its military adventures in Asia.
Why would Western
academics at the end of the twentieth century want to attack
the Zen teachings of prewar figures like Suzuki and the Kyoto
school? One proximate cause is not far to seek. Questions about
the politics of the Kyoto school have a long postwar history
in Japan and have recently been taken up again as the country
remembers the fiftieth anniversary of the end of the war. From
this perspective, the Western attack is just an offshore echo
of a domestic argument. In the domestic argument, the politics
are real and clear: they belong to the ongoing struggle over
the interpretation of Japan's war experience and the felt need
among Japanese liberals to expose the ideological roots of militant
nationalism. In Japanese Buddhist circles, the critique of the
Kyoto school is only part of a larger effort -- reflected in
the academic development known as "Critical Buddhism"
(hihan bukkyô) or in the Zen "human rights"
(jinken) movement -- to challenge the ethical complacency
of the Buddhist establishment and its support for the status
quo.
Perhaps, then,
we're simply lending our voices to the Japanese liberal cause,
taking sides as uninvited mercenaries in a Japanese civil struggle.
To be sure, like all Japan's former opponents in the Pacific
War, we do have a certain vested interest in the struggle. We
harbor a certain paranoia about Japan's lingering nationalistic
ambitions (and, like all paranoids, probably take a certain glee
in finding evidence to confirm our suspicions). It's difficult,
however, to believe that our interest here has much really to
do with the support of liberal causes. If it did, we'd surely
be more sympathetic to a movement like Critical Buddhism, which
is itself a powerful and far-ranging repudiation of Kyoto school
ideas. But we have not made friends with the enemy of our enemy.
Instead, most of us have tended to keep a cool scholarly distance
from its efforts to construct an account of the faith that might
provide religious rationale for social reform, preferring to
dismiss its normative vision of Buddhist tradition as theologically
motivated and historically suspect -- in effect, a latter-day
liberal version of the old Meiji-period quest for a universal
Buddhism that produced people like Suzuki himself.
This apparent
disdain for reform no less than reactionary versions of Buddhist
thought suggests that our hostility toward the Kyoto school has
more to do with philosophy than with politics -- not with the
school's particular Zen philosophy but with the fact that it
treated Zen as a philosophy. It also suggests that our "Zen
bashing" at the end of the twentieth century, whatever else
it may be, can be read as a form of "white backlash"
against an Asiatic invasion of our Western intellectual economy.
The intellectual
economy of Western Buddhist studies was built on a colonial model
of Oriental scholarship that appropriated the raw materials of
ancient Asian texts, fabricated from them a polished Western
academic account of the religion, and sold it to a world market.
In the ideal case of colonial India, where there were no living
Buddhists to resist, this was easy to do. In Japan, which had
managed to maintain some national integrity through the colonial
period, and which still had a living Buddhist tradition, it has
proved much more problematic. Rather, Japanese Buddhists quickly
appropriated the Western academic technology of philosophy and
religious studies, polished their own accounts of the faith,
and sold them us.
Thus, by the
time academic Zen studies began in the West during the 1970s,
its object had already been defined by the ideas of people like
Suzuki and, indeed, was already spreading in the West as a viable
spiritual vision. Many of us, in fact, who took up academic Zen
studies did so because we were attracted to that vision. But,
once in the academy, we had to resist the impulse to go native,
distance ourselves from the vision, and redefine the object in
our own scholarly terms. In this, Suzuki's old anti-Buddhist
enemy, Hu Shih, became our friend.
Hu Shih's voice
may have been muffled by the Zen boom in America; but in Japan,
postwar scholarship took up his project to reconstruct the early
history of Zen from the textual record. When academic Zen studies
began to develop in American universities during the '70s, it
imitated this postwar Japanese model, in order to distance itself
from the modern Zen of the masses and lay claim to the unpeopled
Asia of the ancient texts. The model won us a place in the academy
as proper Buddhologists, but of course our learned monographs
on the ancient texts did nothing to stem the flood tide of Zen
ideas into American culture.
From the start,
then, Western Zen studies was antagonistic to Suzuki's philosophical
style and tended to dismiss it as, at best, irrelevant, at worst,
an annoying obstacle to the proper historical understanding of
Zen thought. As Western Zen studies has come of age and grown
more confident of its own voice, this dismissal seems to be developing
towards open aggression.
The new, more
aggressive attack on Suzuki's Zen can be seen in part as a reflex
of the fact that Zen studies has come of age in a postmodern
academic environment. The postwar Japanese scholarship copied
by American Zen academics was based on a "modernist"
ideal of historical objectivity that sought to rule out of bounds
normative judgments about the validity of Zen claims or the authenticity
of Zen experience. The question of the inner states of the Zen
masters was banished beyond the purview of the responsible historian
of the Zen documentary record.
In recent years,
as Zen scholars have begun to learn the finer arts of suspicion
from their postmodern peers in Western humanities, they have
come to question some of the assumptions of their postwar Japanese
model and to rethink their own initial enthusiasms for the reconstruction
of the textual history of Zen ideas. But this has hardly revived
Suzuki's timeless Zen. On the contrary, as Zen ideas have come
increasingly to be seen as ideology, as the rhetorical tools
of control and manipulation, as the elite silencing of the voices
of popular culture, and so on, the very suggestion that such
ideas might express a spiritual experience (let alone a philosophical
truth) has come itself to be seen as a reactionary political
gesture. If our reintroduction of subjectivity into historical
narrative has permitted us to imagine once again the inner states
of the Zen masters, we can no longer imagine their enlightened
insights but only their mundane motives. In this sense, the philosophical
claims of the Kyoto school may be modern, but the human impulses
we see behind them are, if not quite timeless, ancient and unchanging.
The dark suspicions
of human motive and political agenda used to tear down the giants
of modern Japanese Zen thought, like the charges of facism and
racism brought against Heidegger, Eliade, and other giants of
modern Europe, are expressions of a general tendency in recent
humanities to level the high points and peak experiences of received
tradition and bring history down to its lowest common denominators.
In Zen terms, this tendency has turned Bodhidharma's egalitarian
message on its head: it's not that we are just like the Buddha
and Patriarchs and need only to recognize it, but that the Buddha
and Patriarchs are just like us but refuse to acknowledge it.
Of course, once we're all on the same historical level of mundane
motive and political agenda, we may well begin to wonder about
the politics behind not only the ideas of Suzuki and the Zen
masters but our own suspicions about them.
In answer, then,
to my friend's question, if, among Western Buddhist scholars,
Zen scholars seem unusually hostile these days, it may be because
we alone in Buddhist studies have found ourselves at least as
much the colonized as the colonizer -- that we alone have never
succeeded in using our technical knowledge of exotic ancient
languages and obscure old books to keep control of the production
and marketing of our Buddhism; that (at least until very recently,
with the rise of Vipassana and the stardom of the Dalai Lama)
we alone have been forced into competition with a living form
of Buddhism that has learned to speak for itself in modern philosophical
and pyschological terms to a modern Western audience. Like Hu
Shih before us, we have sought to fight off the forces of Buddhist
philosophy with the technology of modern Western historiography
and now, as the technology improves, with the newer weapons (the
"smart bombs", if you will) of the postmodern academic
arsenal.
If we were to
look at ourselves through the sights of those weapons, I suspect
our suspicions of Suzuki's politics and our historicizing of
his ideas would begin to look rather like diversions, serving
to draw attention off to Asia from the real hostilities here
at home. The real hostilities have less to do with the lean of
Suzuki's Japanese politics than with his status as the First
Patriarch of Zen in the West, less to do with what he had to
say than with the fact that he was a Japanese Buddhist with something
to say, an upstart Asiatic who mastered his master's speech and
made us listen. Like the First Patriarch Bodhidharma, a barbarian
who defied the Chinese Buddhist scholars by telling the Chinese
people what they wanted to hear, he has to be poisoned.
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